
Compliance Specialist
- Johannesburg, Gauteng
- Permanent
- Full-time
- Ensure compliance with relevant statutory, legislative, policy and governance requirements in area of accountability
- Ensure implementation of relevant policies, governance and practice standards across the business
- Maintain knowledge on relevant legislative amendments, industry best practices and internal compliance procedures and requirements
- Ensure compliance is adopted in terms of systems and procedures as laid out by organisation and review in response to audit findigns and changes
- Develops an understanding of risks and risk management approaches
- Educates others and makes suggestions for improvements
- Networks and participates in specialist risk forums where required
- Identify, define, and agree on the regulatory universe applicable for each relevant Business Unit, mitigating risks
- Participate and contribute to a development culture where information regarding successes, issues, trends and ideas are actively shared
- Utilise root cause analysis to understand issues across the business and monitor reviews, conduct trend analysis, and determine impact across portfolios
- Identify, define, and agree on the regulatory universe applicable for each relevant Business Unit, mitigating risks
- Participate and contribute to a development culture where information regarding successes, issues, trends and ideas are actively shared
- Build and sustain collaborative working relationships with relevant peers and stakeholders to achieve productivity synergies
- Participate in specialist communities of practice and contribute positively to own and organisational knowledge improvement
- Promote teamwork and inclusivity amongst team members and demonstrates behaviours that respect diversity
- Partner and collaborate with team members to achieve team success
- Share information and knowledge that benefits the team management to implement and review as required
- Monitor own progress against development plan and measure impact of results
- Bachelor’s degree in law, finance, business administration, or a related field.
- Relevant compliance certifications (e.g., Certified Compliance and Ethics Professional - CCEP) are a plus.
- Experience in compliance, risk management, or a related field, preferably within the financial services sector.
- Strong understanding of regulatory requirements and compliance frameworks.
- Opportunities to network and collaborate
- A challenging working environment
- Opportunities to innovate