Junior Compliance Officer (Financial Services)
- Somerset West, Cape Town
- Permanent
- Full-time
- Ensuring that client’s due diligence is collected to the appropriate standard in line with our internal policies and procedures
- Conduct Periodic Reviews, record any deficiencies and generate action points for remediation
- Assist in maintaining internal policies and procedures to ensure the company's compliance with its regulatory obligations
- Conduct client screening using our screening system and open-source searches
- Monitor and analyse the results of the automated ongoing screening system and conducting research on relevant parties where potential adverse matches are identified
- Provide day to day support/guidance to the staff as required in respect of compliance and AML/CFT/CPF matters
- Conduct compliance monitoring in accordance with the compliance monitoring programme, to ensure compliance with all regulatory requirements and AML/CFT/CPF, record deficiencies and generate remediating action points
- Assist in training to address identified trends and issues
- Maintain and update central compliance registers in a timely manner
- Contribute to the completion of regulatory returns and management reporting in both in South Africa and abroad.
- Complete any other duties as and when required to drive business success
- Assisting with the project management of new initiatives.
- Adopt and reflect the company values
- Experience of working in a compliance environment
- An ability to articulate complex issues in a clear and concise manner
- An aptitude for problem solving
- A methodical approach to tasks with a strong focus on attention to detail
- Experience in collating and summarising data
- Excellent organisational skills; prioritising, achieving deadlines
- Consistently work at the standard required by the team and business
- A willing and flexible attitude to working hours to support team and business needs, as require