Information Senior Investigations Analyst - Issuer Regulations

• To identify, assess and investigate potential breaches of the company’s Listings Requirements of a predominantly complex and technical nature and to take appropriate action in terms of the company Listings Requirements and to take the appropriate action in terms of the Financial Markets Act to assist in building the reputation of the company as a credible, well-regulated exchange.
• The objective of the role is to actively enforce the Listings Requirements through various disciplinary tools employed to achieve our regulatory objectives and to promote a high standard of regulatory conduct by deterring non-compliant regulated parties from committing further breaches and thereby helping to deter other parties from committing similar breaches.
• Demonstration of the consequences of non-compliant behaviour contributes to a credible marketplace for the protection of investors to meet the strategic objectives of the company.

• LLB and/or BCom Law with relevant postgraduate qualification and Admitted Attorney and/or Advocate preferable.
• Chartered Accountant with postgraduate qualification and registered with SAICA.
• Meets qualification criteria for Enforcement Analyst role.
• 5 years in advising, interpretation and application of the Listings Requirements.

• Dependent on qualifications and experience.

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