Job DescriptionAre you wanting to start your career in Compliance? If so, this is an amazing opportunity to get trained up in a 3 year programme whilst working for my client on a full time basis. The client is a boutique Wealth team where you are not just a number. If this is you, please apply!Why join this team?
Join a small, client-focused asset management firm
Supportive environment that values integrity, proactive solutions, and professional growth
What you will be doing:
Assist advisors with FICA compliance documentation
Review and suggest improvements to client onboarding processes
Provide weekly process feedback in staff meetings
Support admin staff with certain transactions
Complete ongoing online compliance awareness training
Participate in quarterly compliance assessments
Attend monthly compliance training sessions
Research compliance-related topics as needed
What we are looking for:
Relevant BComm degree
Strong commitment to building a career in compliance
Motivated, detail-oriented, and eager to learn
Ability to work full-time with daily office attendance
Benefits and unique aspects:
Direct mentorship from a senior compliance officer
Career progression into an authorised compliance officer role
Please note if you haven't heard back from us within two weeks of submitting your application, unfortunately your application has not been successful this time. We'd still love to stay connected, follow us online and keep an eye out for future opportunities that match your profile.
