Temp Compliance Officer

Somerset West, Cape Town
Permanent
Full-time

16 days ago

The role is to support the Compliance team with general admin tasks focusing on:AML ReviewsSanction screening via Dow Jones and Google searchesCMP TestingThis role encompasses projects and processes that will build knowledge of the business and its requirements as well as build an understanding of the compliance role within the business.Key duties and responsibilities:AML Reviews

Undertaking periodic client risk and file reviews in accordance with the Companies policies and procedures
Logging actions as and when required
Completing 3 or 4 per day

Sanction Screening

Assisting in the screening of new clients
Run regular screening against a known list of clients
Screening alerts on a weekly basis to be completed within 48 hours
Themis screening

CMP Testing

Complete testing as per the compliance monitoring programme
Log findings
Completing one per week as and when they are due

Other Duties

Complete any other duties as and when required to drive business success
Adopt and reflect company values
Monitoring the Compliance and Sanctions inboxes
Updating of registers

Competencies

The post holder should have:
A desire to study for relevant professional qualifications
Practical experience with MS Office and an ability to adapt to bespoke systems
A methodical approach to tasks with a strong focus on attention to detail
Excellent organisational skills prioritising, achieving deadlines
Consistently work at the standard required by the team and business
A willing and flexible attitude to working hours to support team and business needs as required

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