Compliance Officer
CA Financial Appointments
- Cape Town, Western Cape
- Permanent
- Full-time
- Compliance reporting on behalf of business unit; internal and external (statutory) requirements
- Review of planned legislative changes, and make recommendations
- Monitoring of existing legislative changes
- Assist with documentation of processes and procedures, and planned training
- Review of system, and recommendations of system changes required
- FSP license changes as needed
- Compliance monitoring; review of client advisory and investment implementation records (FAIS and FICA)
- Review and approval of client onboarding
- Technical queries; assist advisory, fiduciary and consulting operations with technical queries
- Relevant tertiary qualification a necessity: BCom (Accounting) or BCom Honours in Risk Management
- Completed Accounting or Auditing Articles
- Previous experience in similar function preferred, with proven track record
- Accurate and deadline oriented