Compliance Officer
- Cape Town, Western Cape
- Permanent
- Full-time
Be the Compliance Officer Who Drives Integrity & Trust in the Financial Services SectorA trusted name in compliance and risk management, is on the lookout for a dynamic, FSCA-approved Compliance Officer (Category I) to join their Western Cape team. Based in the vibrant hub of Tyger Valley, Cape Town, this is an opportunity to make a meaningful impact across South Africas financial services landscape.About the Role:The Compliance Officer will be responsible for delivering expert, outsourced compliance solutions to a portfolio of independent Financial Services Providers (FSPs). This individual will play a key role in embedding a culture of compliance, ensuring regulatory excellence, and strengthening client trust through smart, risk-informed guidance.From conducting onsite visits to delivering sharp, personalised reports the successful candidate will be the go-to advisor, helping businesses navigate legislation like FAIS, FICA, and Treating Customers Fairly (TCF) requirements with confidence and clarity.Key Responsibilities
Champion a full-spectrum compliance service in line with FAIS, FICA, and FSCA mandatesBuild and nurture relationships with FSPs across the regionCreate and maintain compliance risk frameworks tailored to client needsConduct compliance monitoring visits and draft high-impact reportsDeliver post-monitoring feedback and offer actionable insightsMaintain detailed compliance records in line with best practicesPlay a key role in business development by sourcing and signing new clientsCollaborate closely with the Regional Manager to meet strategic goalsMinimum Requirements
A relevant tertiary qualification in Law, Accounting, or FinanceFSCA-approved Compliance Officer (Category I) status (this is essential)At least 3 years of hands-on compliance or risk management experience within financial servicesFamiliarity with Category I FSP operationsA valid drivers license (client travel may be required)Skills & Competencies
In-depth knowledge of FAIS, FICA, and broader compliance legislationStrong grasp of risk management principlesOutstanding verbal and written communicationExcellent presentation and interpersonal skillsSelf-starter who thrives both independently and within a teamDeadline-driven with a client-first mindset
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