Compliance Officer

• Regulatory Compliance: monitor and ensure compliance with all relevant financial laws and regulations, such as anti-money laundering (AML), know-your-customer (KYC), security regulations, and data protection laws.
• Policy and Procedure Development: develop and implement internal policies and procedures that align with regulatory requirements and industry standards and best practices.
• Collaboration: Collaborate with internal teams to address issues or factors that may impact customers decisions to ensure a cohesive approach to customer retention, maximising on opportunities and Banxso’s revenue growth.
• Risk Assessment: conduct risk assessments to identify compliance risks within the organisation and develop strategies to mitigate them.
• Training and Education: Provide training to employees on compliance-related matters to raise awareness and promote a culture of compliance throughout the organisation.
• Reporting and Documentation: maintain accurate and up-to-date records of compliance activities, reports, and incidents as required by regulators.
• Internal Investigations: investigate potential compliance violations, unethical behaviour and conduct or suspicious activities within the organisation and take appropriate action based on the findings.
• Communications with regulators: act as the main point of contact with regulatory authorities and respond to inquiries or audits from relevant regulatory authorities and bodies.
• Compliance Audits: conduct internal compliance audits to assess the effectiveness of compliance programs and identify areas for improvement.

• Ethics and Code of Conduct: develop and enforce a code of conduct and ethics to ensure that employees adhere to the highest ethical standards of international and professionalism.
• Ethics and Code of Conduct: develop and enforce a code of conduct and ethics to ensure that employees adhere to the highest ethical standards of international and professionalism.
• Advisory Role: provide guidance to management and staff on compliance matters, new regulations and potential risks flagged and observed.
• Changes and updates to Regulations: stay up to date with changes in the financial regulations and industry trends to adapt Banxso’s compliance accordingly.

• Bachelor’s degree in law, finance, or business management
• Certificate endorsed by the compliance institute of Southern Africa (CISA)
• 3 years + proven experience in a financial regulatory field (FSP) as a compliance officer
• Good working and practical knowledge of compliance law and legislation
• Strong organizational, interpersonal and communication skills with the ability to build rapport and trust with all stakeholders.
• Detailed-oriented.
• Analytical
• Results orientated, driven and able to consistently meet and exceed targets.
• Excellent problem-solving skills and business critical thinking abilities
• Risk Mitigation
• Knowledge of doc fox and Panda CRM software
• Ability to work in a fast-paced high performing team and environment.
• Demonstrated ability to adapt to a dynamic growing environment.
• Resilient

• 100% towards medical aid contribution with discovery (coastal saver)
• Group risk benefits.
• Gym membership
• Parking
• Breakfast snack and lunch
• Refreshments

Banxso