Junior Compliance Officer - Financial Services - Cape Town
AGC Recruitment
- Cape Town, Western Cape
- Permanent
- Full-time
- Must at all times be fully conversant with applicable legislation, regulations, notices directives and rules, including:
- Collective Investment Schemes Control Act.
- Financial Advisory and Intermediary Services Act.
- Companies Act
- Financial Intelligence Centre Act
- Pension Funds Act
- Long Term Insurance Act
- Financial Markets Act
- Protection of Personal Information Act
- Electronic Communications and Transactions Act
- ASISA Standards and Codes.
- King Code of Corporate Governance
- Code for Responsible Investing in South Africa
- Principles of Responsible Investment
- Cadbury Report (UK)
- Minimum B.Com with LLB Degrees.
- Admitted attorney of the High Court of South Africa
- Articles from a large reputable law firm.
- Consistent and outstanding academic track record.
- 1-2 years post-article experience specializing in financial services law.
- Experience in commercial, contract financial services law and tax.
- Understanding corporate governance and knowledge of global best practice/trends within the regulatory, compliance, and governance framework
- Background in financial services regulation/law with knowledge of the South African and Global regulatory landscape including risk management would be beneficial.
- Competencies (Attribute & proficiencies, soft-skills)
- Excellent Written and Verbal Communication Skills.